Please complete all required questions.
4. In the last five years have you been the subject of any civil action relating to your professional or business activities which has resulted in a judgement or finding against you by a court, or a settlement being agreed? *
5. In the last ten years, have you been refused the right or been restricted in the right to carry on any trade, business, or profession for which a specific license, registration or other authority is required? *
6. In the last ten years, have you been investigated into allegations of misconduct or malpractice in connection with your professional activities which resulted in a formal complaint being proved but no disciplinary order being made? *
7. In the last ten years, have you been the subject of disciplinary procedures by a professional body or employer resulting in finding against you? *
8. In the last ten years, have you been reprimanded, excluded, disciplined, or publicly criticised by any professional body to which you belong or have belonged? *
9. In the last ten years, have you been refused entry to or excluded from membership of any profession or vocation? *
10. In the last ten years, have you been dismissed from any office other than as auditor, employment, or requested to resign from any office, employment, or firm? *
11. In the last ten years, have you been reprimanded, warned about future conduct, disciplined, or publicly criticised by any regulatory body or officially appointed enquiry? *
12. In the last ten years, have you been the subject of a court order at the instigation of any regulatory body or officially appointed enquiry? *
13. For any of the above questions, are you currently undergoing investigation or disciplinary procedures? *
14. Have you ever had one or more of your bank accounts in Pakistan, UK or overseas closed by the bank/financial institution or through government action due to allegations of fraud or for any other reason? *
15. Has any allegation of fraud been made against you resulting in the issue of a CIFAS, or equivalent, marker? *
16. Do you or a member of your immediate family have a direct or indirect financial interest in a client of the firm? *
17. Have you or a member of your immediate family made or received a loan or guarantee of borrowings to or from a client of the Firm? *
18. Do you or a member of your immediate family have a business relationship with a client, voting rights in any registered auditor, or act as cheque signatory/management role for a client? *
19. Are you also employed by any of the Firm's clients? *
20. Do you work for any other business in UK or Pakistan? If yes, give details. *
21. Do you work for yourself or submit self assessment in UK or Pakistan? If yes, provide nature of work/client base and time spent in hours per month. *
22. Are any of your immediate or close family employed by a client of the Firm in an accounting, management or director role? *
23. Have you worked for a client of the Firm in the last two years, including secondments? *
24. Are you intending to join or currently negotiating with a view to join a client of the Firm? *
25. Are you aware of any other family or close personal relationships with a client of the Firm? *
26. Are you connected in any way with any other business that provides services, goods, or advice to a client of the Firm? *
27. In the last 12 months have you or a member of your immediate family received goods, services, or hospitality from an intermediary, supplier or client of the Firm that is more than insignificant in value? *
28. Are you related to any partner or employee of any solicitors' practice that the Firm acts for? *
29. Are you a client, or former client, of any solicitors' practice that the Firm acts for? *
30. Are you employed by, or an officer or servant of, any Societies that we act for? *
32. Please confirm if you are currently engaged in any probate work. *
33. Do you have any business interests, such as shareholdings in companies or partner in a partnership/LLP? *
34. Do you hold any directorships? *
35. Do you have anything else to disclose in terms of outside business interests, including part time employment? *
37. Please confirm that should any of the above circumstances change you shall inform Reckoner right away. *